نوع مقاله : مقاله علمی پژوهشی
نویسندگان
1 استاد‌یار حقوق خصوصی گروه حقوق دانشگاه خوارزمی، تهران، ایران
2 استاد حقوق خصوصی دانشکدۀ حقوق دانشگاه تربیت مدرس، تهران، ایران
3 دانشجوی کارشناسی ارشد حقوق خصوصی، دانشکدۀ حقوق، دانشگاه تربیت مدرس، تهران، ایران
چکیده
کلیدواژه‌ها
موضوعات
عنوان مقاله [English]
نویسندگان [English]
In this paper, it’s been tried to examine the legal
framework of self-regulatory organizations in Iran and the US’s
capital markets and to clarify this matter in Iran and the US (as the
innovator of self-regulation method in some way for setting rules and
regulations), with emphasis on laws and practices. To achieve this
purpose, we analyzed this matter from the most important angles;
Therefore, in this paper we examined legal origin of self-regulatory
organizations, their nature, the way they are formed, suspended and
disbanded, the authority for regulating and making rules, adjudication
and authorities investigating members’ (regulatory and criminal)
offences. Besides discussing the issues above in detail, we come to the
conclusion that the US legal system in this context is similar to Iran,
except for a few minor differences.
کلیدواژه‌ها [English]
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